REPUBLIC OF KENYA

IN THE HIGH COURT OF KENYA AT MALINDI

ELECTION PETITION NO.9 OF 2013

IN THE MATTER OF THE ELECTIONS ACT, 2011

HASSAN ABDALLA ALBEITY……………………………………………..…..PETITIONER

VERSUS

ABU MOHAMED ABU CHIABA……………………..………...….....…..1^ST RESPONDENT

INDEPENDENT ELECTORAL AND BOUNDARIES COMMISSION….2^ND RESPONDENT

RULING

1.  On 19^th July 2013 when the hearing of the 2^nd Respondents case was set to begin, Mr.Ndegwa counsel for the Petitioner made an oral application seeking that the 2^nd Respondent be ordered to produce the original copies of form 35 and 36 and an original copy of the form made by the County Returning Officer. Mr.Ndegwa did not specify the title of the latter form or what was supposed to be its content butMr.Balala and M/s Muragori Counsel for the 1^st and 2^nd Respondents respectively in their responses to the application appeared to suggest that the form referred to by Mr.Ndegwa was the hand written copy of form 36 prepared by the Returning Officer at the end of vote counting and tallying.

2. A close look at the submissions made by Mr.Ndegwa in support of the application reveal that the application is predicated upon three main grounds namely;

• That  the 2^nd Respondent though having  furnished the court with copies of forms 35 and 36 with respect to the senatorial elections in Lamu County was yet to satisfy the requirements of Rule 21 (b) of the Elections (parliamentary and county Elections) Petition Rules 2013 (the Rules).

• That the copies of Forms 35 and 36 submitted to the court in compliance with Rule 21 (b) of the Rules amount to secondary evidence which was inadmissible in evidence as no basis had been laid for their admission under S68 of the Evidence Act.

• That the Petitioner was entitled to the provision of the original copies  of forms 35 and 36  in the exercise of his right  to information  guaranteed under Article 35 of the Constitution of Kenya 2010.

3. In support of the application, Mr.Ndegwa submitted that one of the reasons he had made the application was to ensure that the 2^nd Respondent complied with Rule 21 (b) of the Rules which requires the 2^nd Respondent to furnish  the court with results of the disputed election within 14days of being served with an election petition.   The rationale of this rule, counsel argued, was to enable the court have possession of all the materials the Returning Officer had when declaring the results in order to correctly determine whether the candidate  announced as the winner (in this case the 1^st Respondent)had been validly elected. In addition, Mr.Ndegwa argued that in its inquisitorial jurisdiction, an Election court also exercises the supervisory jurisdiction  donated to the High Court under  Article 165 of the Constitution  and had power to call  for the  original copies of documents used to announce election results.

4. With regard to the claim that the copies of forms 35 and 36 submitted to the court  by the 2^ndRespondent in  compliance  with Rule 21(b) of the Rules amounted to secondary evidence which was not admissible in evidence, Mr.Ndegwa submitted that underS64, 65 and 67 of the Evidence Act , only primary evidence  was admissible and  primary evidence meant the production of the original document itself for inspection by  the court. He  asserted that the exception to this rule was contained in S68 of the Evidence Act whose requirements had not been satisfied by the 2^nd Respondent. In his view therefore, the results furnished  to the court  failed to satisfy the test of admissibility of evidence hence the need  to compel the 2^nd Respondent to produce original copies thereof.

5.  Lastly, it was argued on behalf of the Petitioner that since it was pleaded at paragraph 13 of the Petition that the Petitioner was not given a copy of form 36 at the tallying centre which he was entitled to under Regulation 83 of the Rules,and the 1^st and 2^nd Respondents have annexed copies of form 36 for Lamu West Constituency  in their respective answers to the petition which were different in form and substance and  since the court had not been furnished with original copies of the said forms, there was a possibility that the copies of the results furnished to the court were the forms found in the possession of the Deputy Returning Officer for Lamu County when he was arrested on 7^thMarch 2013 and could be the subject of criminal proceedings pending against him in a subordinate court. That in any event, the petitioner was entitled to the provision of the original copies of the results in the exercise of his right to information enshrined under Article 35 of the constitution.

6. The application was opposed by both M/s Muragori andMr.Balala for the Respondents.

M/s.Muragori started off her submissions by inviting the court to note that Rule 21(b) of the Rules required results to be submitted to the court and not to the parties to an election  petition and that therefore Mr.Ndegwawas precluded by this rule from making an application for the  petitioner to be provided with the  original copies of the results.

According to M/s.Muragori, it is only the court which can move itself suimoto to order production of original copies of the results if it is was dissatisfied with the results submitted to it by the 2^nd Respondent.  Counsel further stated that there was no statutory provision or Rule which required the 2^nd Respondent to furnish  the court  with the original copies of results or which prohibited it from submitting copies of results whether certified or uncertified. Counsel argued  that it was trite law that what  was  not expressly prohibited was impliedly allowed.

7. It was the 2^nd Respondent’s further contention that the Petitioner’s application is time barred as it ought to have been made at the pre –trial conference and not at this stage of the proceedings. Counsel  recalled that at the  pre- trial conference, the petitioner was represented by his advocate  and that during the pre-trial conference with the  consent of all parties, the copies of results filed in court by the 2^nd Respondent were admitted as part of the court record.

M/s Muragori contended that in making the application and citing disparities between the copies of form 36’s annexed to the answers of the 1^st and 2^nd Respondents, the petitioner was attempting to amend his petition by introducing allegations of lack of authenticity of the election results which were not pleaded anywhere in the petition.

8. It is the 2^nd Respondent’s case that parties are bound by their pleadings and in election petitions, S.76 (4) of the Elections Act specifically prohibits the amendment of petitions after 28 days of their being filed.

M/s.Muragori placed reliance on the authority of FerdinardWaitituvsIEBC & Another Petition No. 1 of 2013where Mwongo J held interalia that  cross-examination of witnesses on forms 35 and 36  could only be confined to issues or allegations raised in the petition as cross-examination was not supposed to be a fishing expedition for evidence. Counsel also relied on PetkayShenMiritivsRangwa Samuel Mbae and 2 others MeruElection Petition No. 4 of 2013 which in my view is not quite relevant to the instant application as it dealt with the circumstances within which leave of the court could be granted to parties to file additional evidence out of time limited by the law.

 M/s Muragori finallyurged the court to find that the petitioner intended to use documents meant for the court to breath life into his petition and that the reasons given in support of the application  did not  warrant the granting of the orders sought.

9. Mr.Balala on his part besides concurring with M/s Muragori’s submissions that the petitioner was attempting to amend his petition outside the time prescribed by the law submitted that the 1^st Respondent was opposed to the application as it heavily prejudiced his case in that the petitioner had from the bar made submissions which contradicted his petition, his evidence and submissions made in opposition to the 1^st Respondent’s application dated 24^th may 2013  which had sought dismissal of the petition for,inter alia, failure todisclose results in the petition which was determined by this court on 18^th June 2013.

Counsel referred to paragraph 42 of that Ruling showing that the court had accepted Mr.Ndegwa’s submission that the 1^st Respondent’s application had been overtaken by events as the 2^nd Respondent had already furnished to the court results under Rule 21 (b) of the Rules and that such results had been made part of the court record by consent of the parties.

Mr.Balala advanced the view that if the petitioner’s position in that regard had changed or that he was sincere in his claim that the results furnished to the court were not authentic and may be a product of attempted forgery, then it meant that there were no results before the court which in turn led to the conclusion that this court does not have jurisdiction to hear and determine the petition or to entertain the current application.

10. In response to the submissions by the petitioner that the copies of results in form 35 and 36 availed to  the court amounted  to secondary evidence which was inadmissible underof S68of the Evidence Act,Mr.Balala stressed that the conduct of election petitions is quasi – inquisitorial in nature to determine the validity or otherwise of election results. And that because of their public nature and the public interest involved, the court cannot be strictly bound by the laws of evidence. That election petitions are founded on the constitution, the Election Act and the Rules and that the laws of evidence in the Evidence Act or the Civil Procedure Rules are not applicable to election petitions unless where they are imported intothe Rules.

He urged the court to be guided by S 80(1) of the Elections Act and conduct these proceedings without undue regard to procedural technicalities.

11. Having carefully considered the application and the arguments advanced  by counsel for each of the parties herein, I find that the  main issue for determination by this court is whether the court can at this stage in the proceedings order the 2^nd Respondent to produce the original copies of forms 35 and 36 for the reasons stated by the petitioner in his application.

12.  I wish to begin by considering the first ground made in support of the application found in Mr.Ndegwa’s submission that one of the reasons for making the application was to ensure compliance with the provisions of rule 21(b) of the Rules which states as follows :-

“The commission shall deliver to the Registrar:-

            (a) ……..

(b) The results of the relevant election within fourteen days of being served with the petition.”

The term “Registrar” is defined in section 2 of the Rules to mean the Registrar of the High court including a Deputy Registrar or an Executive Officer where the petition is filed in a magistrate’s court.

I therefore wholly agree with M/s.Muragori’ssubmission that results of an election are by virtue of Rule 21 (b) supposed to be furnished to the court and not to the parties in an election petition. The possible explanation for this is that Candidates or their Agents are expected to have been provided  with their own copies of results immediately the results are announced by the Returning Officer at the tallying centre –see  Regulation 83 (i) (d) of the Elections (General)Regulations, 2012.

13. It is important to note that during the pre-trial conference held on 28^th may 2013 in which all parties were represented, all Counsel present including Mr.Ndegwa acknowledged the fact that results of the senatorial elections in Lamu County had been furnished to the court by the 2^nd Respondent in compliance with Rule 21(b)of the Rules and the copies of forms 35 and 36 so furnished were admitted as part of the court record by consent of the parties. Having participated in the said consent and proceeded to conduct the petitioner’s case and cross-examination of the 1^stRespondent’s witnesses on the basis of those results, Mr.Ndegwa is now estopped from asserting that the 2^nd Respondent had not complied with Rule 21(b) of the Rules and that the Rule can only be complied with if original copies of results were produced.

14. It is instructive to note that Rule 21(b) does not specify the form in which results should be delivered to the court.  The rule is silent on whether it is the original copies or copies thereof that should be delivered to the court. This means that the court has discretion to decide for itself the form of results to accept from the 2^nd Respondent in compliance with the Rule. It is my finding that the court has an option of  accepting either original copies of forms 35 and 36 or their  copies .

In this case, the court accepted the copies of results in forms 35 and 36 delivered to the court by the 2^nd Respondent in compliance with Rule 21 (b) of the Rules and that is why the court allowed them to be made part of the court record. This is what informed the court’s finding  in its ruling delivered on 18^th June 2013  as submitted by Mr.Balala.The court finds no reason to depart from that finding that the court  had been furnished with the results  in compliance with Rule 21 (b).The first ground of the application therefore miserably fails.

15. More  importantly however, I think that the most critical factor to consider is whether an application  such as the one made by the Petitioner can be allowed when the hearing of an election  petition had commenced and was at  an advanced stage like the hearing of the petition in this case. As noted earlier, the instant application was made just after the 1^st Respondent had closed his case and the 2^nd Respondent was about to present its case. This is notwithstanding the fact that the petitioner had ample time and opportunity to make the application before hearing of the petition commenced and even at the pre-trial stage of the proceedings.

16. The court record shows that as early as the 16^th April 2013, Mr.Ndegwa had filed an application under a certificate of urgency seeking  a court order to compel the 2^nd Respondent to  supply to the petitioner copies of forms  35 and 36 for the Lamu County senatorial contest.

 That application was subsequently withdrawn on 22^nd May 2013 after the petitioner was supplied with copies of the said forms by the 2^nd Respondent. When withdrawing the application, during the pre-trial conference or at any time before the hearing commenced, Mr.Ndegwa did not  inform the court that he will require to be supplied with the original copies of the results when cross-examining the 2^nd Respondent’s witnesses so that the court could make appropriate orders taking into account the interests of all parties in the proceedings.

17. I agree with M/s Muragori that this an application which ought to have been made at the pre-trial conference since it sought orders requiring  provision of documents allegedly needed during the hearing of the petition.

In conducting pre-trial conferences, the court is guided by the provisions of Rule 17 of the Rules. A reading of Rule 17 as a whole leaves no doubt that the Rule was designed  to create a forum for the court and the parties to  agree on the most efficient and practical way of settling all preliminary issues that needed to be resolved before hearing of the petition started so that when hearing commenced, it would  proceed smoothly without any  disruptions. That is why Rule 17 (2) divests this court of jurisdiction to allow an interlocutory application made after hearing of the petition had commenced if such an application was one which could have been made before the commencement of hearing of the petition.

18. The rationale behind Rule 17 was  aptly  captured by Ogola J. in Arthur KibiraApungu&Another VsIndipendent Electoral and Boundaries Commission & 3 Others  Kakamega Petition No 7 of 2013and I fully agree with the view expressed by the Hon. Judgein the following terms;

‘’Rule 17 of the Election Rules provides for pre-trial conference and prohibition of delayed interlocutory applications. This rule, in my view, is a measure to safeguard the adjudication process of an election petition from interlocutory applications made after the commencement of the hearing. The rule also ensures that both the court and the parties narrow down to the contested issues and adopt the best and practical way of resolving the disputes.’’

19. It is clear to me that the entire provisions of Rule 17 are geared towards assisting the court achieve the overriding objective of the Rules as stated in Rule 4  which is to facilitate the just, expeditious, proportionate and affordable resolution of election disputes in accordance with the law.

 In my view, allowing this application would be an affront to this overriding objective. I say so because allowing the application will no doubt occasion unnecessary delay in the  disposal of the petition which can be avoided without occasioning any prejudice on any party. The petitioner did not point out to any prejudice that he is likely to suffer if the application was not allowed.

20. The above finding with regard to delay if the application was allowed is informed by the fact that when  Mr.Ndegwa first raised the issue of production of the original copies of results on 18^th  July 2013, M/s. Muragori informed the court that it would take the 2^nd Respondent a minimum of seven days to avail the original copies from its Headquarters in Nairobi. This in effect means that allowing the application would necessitate an adjournment of the hearing for about seven days. It is important to note that in order to facilitate expeditious hearing, the Rules only allow adjournment of proceedings for only five days.The court has already lost three days to prepare and to deliver this ruling which would otherwise have been utilized to complete the hearing of the 2^nd Respondent’s case.

21. The other point to consider is the stage at which the application was made when the petitioner and the 1^st Respondent had closed their respective cases. The application is clearly an afterthought and if it is allowed, the Respondents are likely to suffer prejudice since they will not have opportunity to use the original results to advance their cases in the course of cross-examination with respect to the witnesses who have so far testified. And since the court must protect and safeguard the rights and interests of all  parties in the course of a hearing, allowing the application may lead to the re-opening of the entire case which would cause unnecessary delay in the disposal of the petition.

22. These are important facts to consider since  any delay in the hearing of election petitions not only goes against the overriding objective of the Rules but also because of the strict constitutional timelines within which petitions are supposed to be heard and determined. Article 105(2) of the Constitution andS75(2) of the Elections Act makes it clear that election petitions challenging a county or parliamentary election must be finalized within six months of their filing.We are now approaching the fourth month since the current petition was filed and only about two and half months of the set constitutional timeline is remaining.  It therefore goes without saying that any action that would contribute to the stalling or undue delay of the hearing of the petition must be avoided at all costs if the court was to beat the constitutional deadline in the fair and just determination of this petition.

23. Turning now to the submission that the results furnished to the court amounted to secondary evidence which had failed to satisfy the requirements of admissibility enumerated under S68 of the Evidence Act, it is my view that not much turns on this submission and I do not intend to say much on it. Suffice it to say that the claim is not well founded since in my understanding, the results delivered to the court under Rule 21(b) do not constitute evidence perseas there is no legal requirement that the same be furnished to the court in the form of an affidavit. They are records meant for the use of the court to ascertain for itself the detailed results of the election and to determine whether the candidate declared as winner had been validly elected. However, once they are made part of the court record, they can be used by any party to advance its case within the confines of the party’s pleadings.

24. The tacit implication by Mr.Ndegwa that the results delivered to the court might not be authentic and that this is why he requires to be supplied with original copies of results to cross-examine the 2^nd Respondent’s witnesses is neither here nor there because in my opinion, the authenticity or otherwise of those results is a question of fact which can only be determined on the basis of evidence tendered in the course of the trial of the petition. The allegations of forgery which are not even  expressly pleaded in the petition cannot form the  basis of requiring the 2^ndRespondent to produce to the court at this stage in the proceedings original copies of form 35 & 36 as prayed by the petitioner.

25. Lastly, l am in agreement with Mr. Ndegwa that the petitioner has a right to information under Article 35 of the Constitution.  A literal and plain reading of Article 35 does not indicate that Kenyan citizens who include the petitioner are entitled to provision of original documents containing the information that they require at any given time. What is clear is that the petitioner has a right to access the information contained in forms 35 and 36. It is common knowledge that the information can be contained in either copies or original versions of documents.  The court record shows that the 2^ndRespondent provided to the petitioner through his advocate all copies of form 35 and 36  on or before  22^nd may 2013 when his application dated 16^th April 2013 was withdrawn by consent of the parties. All the information that the petitioner would require to know about the results of the contested election is contained in the copies supplied to the petitioner and in the answers to the petition filed by the Respondents and served on the petitioner. That being the case, I do not see how the petitioners right to information can be said to be at risk of being infringed if he is not provided with original copies of the results as prayed.

26. For all the foregoing reasons, it is my conclusion and finding that the petitioners oral application made on 19^th July 2013 lacks merit and it is hereby dismissed with costs to the 1^st, 2^nd and 3^rd Respondents.

27. The court will now proceed with the hearing of the 2^ndRespondent's case hopefully without any further disruptions on dates to be fixed today by consent of the parties. Orders accordingly.

Dated, Signed and Delivered at Malindi this 25th day of July 2013

C.GITHUA

JUDGE

In the Presence of:-

Mr.Tole for the petitioner and holding brief for Mr.Balala and M/s.Muragori for the 1^st, 2^nd & 3^rd Respondents respectively.