High Court declares that the BBI Steering Committee is unconstitutional and its efforts to amend the Constitution are also unconstitutional Brief facts After the intensely contested presidential election in 2017, there was a charged political climate. The President and Mr Raila Odinga, who participated in the elections as contestants, shared what was known as the handshake on March 18, 2018. The President later appointed the Building Bridges to Unity Advisory Taskforce (BBI Taskforce). The key mandate of the BBI Taskforce was to come up with recommendations and proposals for building lasting unity in Kenya. In November 2019, the Taskforce came up with an interim report and on January 3, 2020, the President appointed the Steering Committee on the Implementation of the Building Bridges to a United Kenya Taskforce Report (the BBI Steering Committee). The Steering Committee was required to engage in consultations with different segments of the public in order to validate the Taskforce Report and also to propose administrative, policy, statutory or constitutional changes that could be necessary for the implementation of the recommendations contained in the report, while considering contributions made during the validation exercise. The report of the BBI Steering Committee became the Constitution of Kenya Amendment Bill, 2020, (Constitution Amendment Bill) after it was handed over to the President. Signatures were collected in support of the popular initiative to amend the Constitution of Kenya, 2010 (Constitution). The signatures were submitted to the Independent Electoral and Boundaries Commission (IEBC), for verification and submittal to the county assemblies and Parliament for approval. There were eight consolidated constitutional petitions filed in court to challenge the Building Bridges Initiative and the resulting Constitution Amendment Bill and its associated popular initiative. The consolidated petitions were Petition Nos E282 of 2020, 397 of 2020, E400 of 2020, E401 of 2020, E402 of 2020, E416 of 2020, E426 of 2020 and 2 of 2021. Petition No. E282 of 2020 The petitioners in Petition No. E282 of 2020 argued that the judicial doctrines and theory of the basic structure of a constitution, the doctrine of constitutional entrenchment clauses, unamendable constitutional provisions, the doctrine of unconstitutional constitutional amendments, theory of unamendability of eternity clauses, essential features, supra-constitutional laws in a constitution were applicable to the Constitution. They stated that certain provisions of the Constitution were incapable of amendment either under article 256 of the Constitution by Parliament or through a popular initiative under article 257 of Constitution. According to the petitioners, the unamendable provisions of the Constitution included Chapter One on sovereignty of the people and supremacy of the Constitution, Chapter Two on the Republic, Chapter 4 on the Bill of Rights, Chapter Nine on the Executive and Chapter Ten on the Judiciary. The contentions of the petitioners relating to the basic structure of the Constitution and unamendability were challenged by the Attorney General on two grounds. One was that the doctrines related to unamendability were inapplicable in Kenya. Secondly, the Attorney General stated that the issues raised were not justiciable and were speculative and not specific enough. The Speaker of the National Assembly filed grounds of opposition in response to all the eight consolidated petitions. He stated that the issues raised were non-justiciable as they were based on speculative future contingencies. He added that the amendment Bill was under consideration before Parliament and that the court lacked jurisdiction to intervene in an active parliamentary process. The Speaker explained that the only limitation to the people’s power to amend the Constitution was the procedure set out under the Constitution. The Speaker of the Senate argued that the people of Kenya were granted sovereignty under the Constitution and they had an inalienable right to determine their form of governance. The Constitution, according to the Speaker of the Senate, provided for how the Constitution could be amended directly through popular initiative or through democratically elected representatives of the people. He added that under article 255 of the Constitution provision was made for the basic structure of the Constitution which could only be amended by the people exercising their sovereign right directly in a referendum. The BBI secretariat together with Raila Odinga filed a joint response to the consolidated petitions and stated that the petitions were an abuse of court process and vexatious because they were speculative and offended the principles of pleading with precision. They added that the petition invited the court to encroach into the legislative mandate of Parliament in breach of the doctrine of separation of powers. They also stated that some issues raised were res judicata and others were sub judice. Other issues, according to the BBI Secretariat and Raila Odinga, were founded on a misinterpretation of the law and were speculative. They offended the political question doctrine and sections 106 and 107 of the Evidence Act as they were mere generalizations. They stated that the petitions did not demonstrate any violation or contravention of the law to warrant the intervention of the court. Petition No E397 of 2020 In Petition No E397 of 2020, the Kenya National Union of Nurses stated that it had submitted various proposals to the BBI Steering Committee. The proposals included the establishment of an Independent Constitutional Health Service Commission, recognition of universal health care as a human right, expansion of free basic education and the removal of the Salaries and Remuneration Commission. The main aspiration of the nurses' union was for health sector personnel to be transferred from county governments to an Independent Health Service Commission to enable sharing of very limited health experts. An initial report from the BBI taskforce of October 2019 reflected those aspirations. However, a report released in October 2020 limited the functions of the proposed Health Service Commission to reviewing standards on the transfer of health workers, facilitation of resolution of disputes between employers and health workers and accreditation of health institutions through a proposed Bill to amend the Health Act as opposed to a constitutional amendment. The union felt that the failure to fully incorporate its proposals into the subsequent report meant that its legitimate expectations had been breached. In response to the union's contention, the BBI Steering Committee stated that the petition invited the court to usurp the role of Parliament and the county assemblies and substitute their views with those of the petitioner. The BBI Steering Committee said that it collected divergent views and not all of them could be accommodated. Further, according to the BBI Steering Committee, an entity could not be allowed to force its views on the popular initiative. The Attorney General also opposed the petition on grounds that all views collected during a public participation exercise needed not be implemented and that compelling the respondents to incorporate the views of the nurses' union would amount to an unlawful interference with their discretion. Petition No E400 of 2020 In Petition No E400 of 2020, the petitioners contended that the collection of signatures for the Constitution Amendment Bill was hurriedly done. They stated that the public did not get civic education so as to enable them to make informed decisions and to exercise their free will. The petitioners further contended that the terms of reference of the BBI Taskforce did not contemplate proposals for the amendment of the Constitution. They stated that the appointment of the BBI Steering Committee was an afterthought and averred that the subsequent process of validation of the initial report, formulation and publication of the Amendment Bill was unconstitutional. The petitioners claimed that the initiation of the constitutional amendment process by the President violated the sovereign right of the people of Kenya to exercise power directly by proposing an amendment to the Constitution as it was disguised as a popular initiative when in fact it was not. It was contended that an amendment to the Constitution by popular initiative as envisaged in article 257 of the Constitution had to originate from the electorate devoid of the influence of any representative. The petitioners averred that under article 257(10) of the Constitution, it was necessary to allow the people to exercise their free will to approve or reject specific proposals and a mere "yes" or "no" to the entire Amendment Bill violated the exercise of free will by the people as they could not distinguish between proposals that they accepted and those that they rejected. They also claimed that the IEBC lacked capacity, to receive, verify and approve signatures of the alleged Kenyan voters who endorsed the impugned Bill and that Kenyans were not given reasonable time to process the over one thousand paged document which was only accessible online. They also said that since IEBC did not have specimen signatures of the registered voters in Kenya to warrant a comparison for verification and approval of the signatures collected, any attempt to carry out verification was unlawful. Petition No E401 of 2020 The petitioner stated that amendments to the Constitution could only be done in accordance with the Constitution and that the National Executive, any state organ or taskforce could not initiate constitutional amendments through a popular initiative. Further, the petitioner stated that the National Executive could not use public resources to steer constitutional amendments through a popular initiative. The petitioner also stated that some of the proposed constitutional amendments were constitutionally defective. It stated that the collection of signatures and submission of the same to the IEBC by the National Executive for purposes of pursuing constitutional amendments through a popular initiative was not authorized. The Attorney General, in opposition, averred that the President's role included promoting unity in the nation and that the Constitution did not preclude any State organ, body, person or public entity from initiating a constitutional amendment. He also stated that the rationality or otherwise of the proposed amendments was subject to approval or disapproval by Kenya's legislative assemblies and by the people. On the issue of use of public resources, the Attorney General stated that there was no proof that principles of public finance had been breached and that it would be wrong under the doctrine of separation of powers for the court to intervene when the Constitution had assigned the management of public finance to specific constitutional bodies. Petition No E402 of 2020 The petitioner's main contention was about the proposed constitutional amendments that would increase the number of constituencies by 70 from 290 constituencies to 360 constituencies. Section 74 of the Amendment Bill directed the IEBC on the manner of delimitation and distribution of the 70 constituencies in various counties, the time frame within which the constituencies had to come into existence and the criteria on how the constituencies would be distributed. Under the Second Schedule to the Constitution Amendment Bill the allocation of the 70 constituencies was pre-determined. The petitioners argued that the role of creating constituencies and delimiting the boundaries was within the competence of the IEBC and it could not be done in pre-determined manner without public participation. The Attorney General, in opposition, stated that the petition was not justiciable on account of want of ripeness. He argued that the issues raised on the new constituencies and their distribution entailed political questions and the legislative assemblies were best placed to decide on them. He added that the Constitution's provisions on amendments gave absolute sovereignty to the people to amend the Constitution either through a popular initiative or through directly elected representatives. The Attorney General also averred that the issue as to whether there was sufficient public participation in the constitutional amendment process was premature and could only be considered after a referendum. Petition No E416 of 2020 The petitioner stated that there was no legislative framework to operationalize article 257 of the Constitution. The petitioner further stated that, the legal framework was necessary for purposes of providing for the submission of a Constitution Amendment Bill to the county assemblies and the Speaker of the two Houses of Parliament for consideration and how the referendum would be conducted. Further, the petitioners stated that it was necessary to stop efforts to process the Constitution Amendment Bill, including the conduct of a referendum, until the Covid-19 pandemic was combatted by the State. According to the petitioner, the IEBC had to conduct a nationwide voter registration exercise before any referendum could be conducted. They also averred that under section 8 of the Independent Electoral and Boundaries Commission Act (IEBC Act), there were requirements as to quorum and the IEBC as constituted lacked quorum and it could not verify signatures as it had purported to do or conduct a referendum. The petitioner alleged that there had been violations of articles 7, 10, 33, 35 and 38 of the Constitution when signatures were collected before members of the public were provided with copies of the Interim and Final BBI Report and the Constitution Amendment Bill in English, Kiswahili, indigenous languages, Kenyan Sign language, Braille and other communication formats and technologies accessible to persons with disabilities. According to the petitioner, it was necessary to give the public reasonably sufficient time to read and understand the documents that should have been availed in various communication formats. The petitioner also stated that it was not constitutional for public funds to have been spent in order to promote the constitutional amendment initiative and that any public funds utilized should be refunded. The petitioner further contended that Bills for constitutional amendments should be prepared and tabled before Parliament by the Attorney General and that any other entity should not exercise that role. The petitioner sought various reliefs in the petition which included a mandatory injunction for the President to dissolve Parliament under article 267(7) in accordance with the advice of the Chief Justice to the President pursuant to article 261(7) of the Constitution dated September 21, 2020. Petition No E426 of 2020 The petitioner averred that the court should find that the President could be sued, during his tenure of office, in civil proceedings for acts or omissions that were not authorized under the Constitution. The petitioner contended that the President lacked authority to initiate constitutional amendments that were to be undertaken through a popular initiative. He also alleged that the BBI Steering Committee established by the President was an unlawful entity under the laws of Kenya. The petitioner prayed for a declaration that the BBI Steering Committee lacked locus standi to promote constitutional changes under article 257 of the Constitution. He also sought orders related to the use of public funds during the constitutional amendment process including orders for the sums spent to be accounted for. Lastly, he also sought orders for the constitutional amendment process to be terminated. Petition No 2 of 2021 On December 18, 2020, the petitioner requested IEBC to provide information about whether there were rules to guide and regulate the signature verification process, whether the IEBC held specimen signatures of all registered voters and whether funds had been allocated for the signature verification exercise. The IEBC responded and stated that it developed procedures for signature verification, that it had biographic and biometric data of registered voters but not specimen signatures and that it had funds from treasury for the signatures verification exercise which had been launched at the Bomas of Kenya. In a press statement published on January 21, 2020, the IEBC stated that it had published the names of persons who had appended their signature in support of the Constitution Amendment Bill, on its website. The IEBC invited the public to access the information on their website and in case of any complaint, it required the complaint to be made in writing to the IEBC by January 25, 2021. The signature verification exercise concluded with the IEBC saying that the requirements of article 257 of the Constitution in relation to the Constitution Amendment Bill had been met. The IEBC proceeded to submit the Bill to the 47 counties for consideration and approval or rejection. According to the petitioner, there was no regulatory framework governing the collection of signatures or their verification and any procedures applied by the IEBC were in violation of articles 10, 94 and 249 of the Constitution as the IEBC did not have legislative power. They said that the conduct of the signature verification exercise without a regulatory framework, was a violation of article 81 of the Constitution. Additionally, the petitioner stated that the procedures used were developed without legal authority and failed to comply with sections 5, 6, and 11 of the Statutory Instruments Act. The petitioner added that failure to maintain a database of specimen signatures of registered voters by the IEBC violated articles 257(4) and 257(5) of the Constitution as it had rendered IEBC incapable of discharging the mandate of signature verification. Issues - Whether the basic structure doctrine on constitutional amendments was applicable in Kenya.
- What were the implications of the basic structure doctrine in Kenya for the constitutional amendment powers provided under articles 255 to 257 of the Constitution?
- Whether the President’s role in promoting national unity included promotion of constitutional amendments through a popular initiative.
- Whether the President and public officers who directed or authorized the use of public funds for a constitutional amendment process that was alleged to be unconstitutional could be ordered to refund the monies used.
- Whether there was an adequate legislative framework to guide the process of undertaking constitutional amendments through a popular initiative and whether, where such a framework was inadequate or lacking, it would render any constitutional amendment processes incurably defective.
- Whether Parliament and county assemblies could propose changes to a constitutional amendment bill that was promoted through a popular initiative.
- Whether it was necessary for specific proposed amendments to the Constitution to be submitted as separate and distinct referendum questions.
- Whether it was lawful for the BBI Steering Committee to leave out a proposal on the establishment of the Constitutional Health Service Commission, which was proposed during a public participation exercise, from the constitutional amendments bill which was the outcome of the BBI Steering Committee's work.
- Whether it was lawful for a constitutional amendment bill to set the number of constituencies and to effectively increase their number by 70 constituencies.
- Whether it was lawful for a constitutional amendment bill to directly allocate and apportion the constituencies that it had created without requiring the conduct of a delimitation exercise using the criteria and procedure set out in article 89 of the Constitution.
- Whether a referendum to effect proposed amendments to the Constitution could be undertaken without the conduct of a nationwide voter registration process by the Independent Electoral and Boundaries Commission.
- Whether the Independent Electoral and Boundaries Commission comprised of the chairperson and two commissioners was properly constituted in terms of quorum for the verification of signatures for purposes of a popular initiative for constitutional amendment and submitting the proposed constitutional amendment bill to county assemblies and also conducting a referendum.
- Whether a legal regulatory framework for the verification of signatures by the Independent Electoral and Boundaries Commission and other processes required under article 257(4) and 257(5) of the Constitution was necessary and in existence.
- Whether the conduct of a referendum would provide an environment that was conducive to the spread of covid-19 and whether it was a violation of the right to health under article 43 of the Constitution.
Held 1. The Constitution of Kenya, 2010, had a transformative character. Transformative constitutionalism was an enterprise of inducing large-scale social change through nonviolent political processes grounded in law. In its transformative character, the Constitution reconfigured the interplays between the State's majoritarian and non-majoritarian institutions, to the intent that the desirable goals of governance, consistent with dominant perceptions of legitimacy, be achieved. 2. The transformative nature of the Constitution informed methods of constitutional interpretation in Kenya. In particular, four principles of constitutional interpretation emerged in Kenya's jurisprudence, namely; - The Constitution had to be interpreted holistically. That meant that in interpreting a constitutional provision, it was necessary to undertake a contextual analysis wherein that provision would be read alongside other provisions, so as to maintain a rational explication of what the Constitution had to be taken to mean in the light of its history, of the issues in dispute, and of the prevailing circumstances.
- Formalistic approaches to constitutional interpretation were not favoured. The Constitution could not be interpreted in the same way that a statute would be interpreted.
- The Constitution had provided its own theory of interpretation to protect and preserve its values, objects and purposes.
- Non-legal considerations were important in giving the Constitution its true meaning and value. The historical, economic, social, cultural and political context was fundamentally critical in discerning the various provisions of the Constitution.
3. The process that culminated in the promulgation of the Constitution of Kenya, 2010, was participatory. The public participated directly and meaningfully in the process and that was a different process from having experts write a constitution. 4. The 1963 independence Constitution was negotiated to mark the end of colonial rule and to establish a Government elected by Kenyans and to ensure the devolution of powers among other checks and balances of excessive Executive and Presidential power. However, by the end of 1980 Kenya had effectively become an authoritarian state. By 1991 when Kenya officially became a multi-party state after close to a decade of being a de jure one-party state, the 1963 Constitution had been amended many times and stripped of most of its initial democratic and social justice protections. There had been a culture where the Constitution had been amended and changed profoundly and rapidly to the point that it lost its value content and significance. 5. Kenyans intended to protect the basic structure of the Constitution they bequeathed to themselves in 2010 from destruction through gradual amendments. That doctrinal illumination was discernible by correctly interpreting both the history of constitution-making and the structure of the Constitution Kenyans made for themselves. The process leading to the promulgation of the Constitution of Kenya, 2010, showed that Kenyans wanted a constitution in which an ordinary citizen took centre-stage in its debate and design. Kenyans were clear about the need for informed public participation in the process. The 2005 Wako Draft was rejected because it failed the public participation test and verged on political elite consensus. 6. Kenyans intended that the constitutional order that they so painstakingly made would only be fundamentally altered or re-made through an informed and participatory process. They also intended that the essence of the constitutional order they bequethed themselves in 2010 would only be changed in the exercise of primary constituent power (civic education, public participation, constituent assembly plus referendum) and not through secondary constituent power (public participation plus referendum only) or constituted power (Parliament only). 7. There was no clause in the Constitution that explicitly made any article in the Constitution un-amendable. However, the scheme of the Constitution, coupled with its history, structure and nature created an ineluctable and unmistakable conclusion that the power to amend the Constitution was substantively limited. 8. The text, structure, history and context of the Constitution all read and interpreted using the canon of interpretive principles decreed by the Constitution yielded the conclusion that the basic structure doctrine was applicable in Kenya. The basic structure doctrine protected certain fundamental aspects of the Kenyan Constitution from amendment through the use of either secondary constituent power or constituted power. 9. Sovereignty of the people in constitution-making was exercised at three levels: - - The primary constituent power was the extraordinary power to form (or radically change) a constitution; the immediate expression of a nation and thus its representatives. It was independent of any constitutional forms and restriction and was not bound by previous constitutional rules and procedures.
- The secondary constituent power was an abbreviated primordial constituent power exercisable by the whole polity in an abbreviated process to alter the constituting charter (Constitution) in non- fundamental ways, that was, without altering the basic structure. In Kenya, the secondary constituent power to amend the Constitution was exercisable through a referendum subsequent to public participation and parliamentary process.
- The constituted power was created by the Constitution and was an ordinary, limited power, a delegated power derived from the Constitution, and hence limited by it. In Kenya, the constituted power was exercised by Parliament, which had limited powers to amend the Constitution by following the procedures set in articles 255-257 of the Constitution.
10. The essential features of the Constitution that formed the basic structure could only be altered or modified by the people using their primary constituent power. Primary constituent power was only exercisable after four sequential processes had been followed: - - Civic education to equip people with sufficient information to meaningfully participate in the constitution-making or constitution-altering process;
- Public participation and collation of views in which the people – after appropriate civic education – generated ideas on the type of governance charter they wanted and gave their views about the constitutional issues;
- Constituent assembly debate, consultations and public discourse to channel and shape the issues through representatives elected specifically for purposes of constitution-making or constitution- alteration; and
- Referendum to endorse or ratify the draft constitution or changes to the basic structure of the Constitution.
11. The basic structure of the Constitution consisted of the foundational structure of the Constitution as provided in the Preamble; the eighteen chapters; and the six schedules to the Constitution. That structure outlined the system of government Kenyans chose – including the design of the Judiciary, Parliament, the Executive, the independent commissions and offices and the devolved system of Government. It also included the specific substantive areas Kenyans thought were important enough to pronounce themselves through constitutional entrenchment including land and environment, leadership and integrity, public finance and national security. Read as a whole, those chapters, schedules and the Preamble formed the fundamental core structure, values and principles of the Constitution. That fundamental core, the constitutional edifice, thus, could not be amended without recalling the primary constituent power of the people. 12. It was not every clause in each of the eighteen chapters and six schedules which was inoculated from non-substantive changes by the basic structure doctrine. Differently put, the basic structure doctrine protected the core edifice, foundational structure and values of the Constitution but left open certain provisions of the Constitution as amenable for amendment as long as they did not fundamentally tilt the basic structure. 13. There were certain provisions in the Constitution which were inoculated from any amendment at all because they were deemed to express categorical core values. Those provisions were therefore, unamendable: they could not be changed through the exercise of secondary constituent power or constituted power. Their precise formulations and expressions in the Constitution could only be affected through the exercise of primary constituent power. Those provisions could also be termed as eternity clauses. 14. An exhaustive list of eternity clauses was inadvisable in a vacuum. Whether a particular clause consisted of an eternity clause or not would be a fact-intensive determination to be made after due analysis of the Constitution, its foundational structure, its text, its internal coherence, the history of the clause and the constitutional history and other non-legal considerations permitted by Kenya's canons of interpretation. 15. The power to amend the Constitution was prescribed in articles 255 to 257 of the Constitution. There were two ways in which a constitutional amendment could be initiated, either by parliamentary initiative or by popular initiative. 16. Since under article 2(2) of the Constitution, no person could claim or exercise State authority except as authorised under the Constitution, it necessarily followed that, subject to the role of the primary constituent assembly, there was no other constitutionally permissible avenue available to any person to initiate a constitutional amendment except the prescribed ones. 17. The Constitution Amendment Bill was an initiative of the President. It could not be otherwise since the BBI Taskforce was set up courtesy of his initiative and the subsequent BBI Steering Committee was tasked with implementing the BBI Taskforce Report and the membership of the two entities remained the same. 18. Under the Constitution, the President was not a Member of Parliament and therefore he could not directly, purport to initiate a constitutional amendment pursuant to article 256 of the Constitution. That was because under article 94(1) of the Constitution, the legislative authority of the Republic at the national level, was vested in and exercised by Parliament. It followed that the President had no power under the Constitution, as President, to initiate changes to the Constitution under article 256 of the Constitution since Parliament was the only State organ granted authority by or under the Constitution to consider and effect constitutional changes. The President, if he so desired, could however, through the Office of the Attorney General, use the parliamentary initiative to propose amendments to the Constitution. 19. Both a textual analysis of Kenya's Constitution and a historical exegesis of the clause on popular initiative made it clear that the power to amend the Constitution using the popular initiative route was reserved for the private citizen. Neither the President nor any State Organ was permitted under the Constitution to initiate constitutional amendments using the popular initiative option. 20. Allowing the President to initiate constitutional amendments through the popular initiative would have the effect of granting him both the roles of promoter and referee. That was because article 257(5) of the Constitution provided that if a Bill to amend the Constitution proposed the amendment of matters specified in article 255(1) of the Constitution, before assenting to the Bill, the President had to request the IEBC to conduct, within 90 days, a national referendum for approval of the Bill. 21. Article 257(5) of the Constitution, arguably, gave power to the President to determine whether or not a referendum was to be held. In circumstances where the President, whether in his official or personal capacity was the promoter of the Amendment Bill, his role in determining whether or not the Bill was to be subjected to a referendum could amount to a muddled up conflict of interest. The President could not be both a player and the umpire in the same match. 22. It had been argued that the President was acting in his personal capacity and not as the Chief Executive of the Republic of Kenya. That argument was, however, betrayed by the very fact that the BBI Steering Committee was established via a gazette notice, an official publication of the Government of the Republic of Kenya and its report was addressed to the President in his official capacity. 23. Article 257 of the Constitution was reserved for situations where the promoters of a constitution amendment Bill did not have recourse to the route contemplated under article 256 of the Constitution. If the President intended to initiate a constitutional amendment, he could do so through Parliament. 24. A popular initiative to amend the Constitution, being a process of participatory democracy that empowered the ordinary citizenry to propose constitutional amendments independent of the lawmaking power of the governing body, could not be undertaken by the President or State organs under any guise. 25. Previous constitution-making initiatives in 2005 and 2010 were sponsored by the State. That would not justify attempts to have the Constitution amended in a similar way because those previous initiatives were undertaken under the repealed Constitution which did not make provision for its amendment in a similar fashion as the Constitution of Kenya, 2010. 26. Sections 6 and 7 of the Civil Procedure Act governed situations where a litigant raised issues that were either sub judice or res judicata. The rationale for staying matters on grounds of them being sub judice was that it was vexatious and oppressive for a claimant to sue concurrently in courts. Where two courts were faced with substantially the same issue, that issue should only be determined in one of the courts and the other court should stay the claim. Ordinarily, it was the second suit that would be stayed. 27. For a suit to be stayed on grounds of sub judice, the matter in issue in the suit had to be directly and substantially in issue in the previously instituted suit and the parties in the two suits had to be the same parties or parties claiming under them or litigating under the same title. 28. The matters in issue in Petition No 12 of 2020 (Omtatah Petition) were covered under the consolidated petitions. However, the consolidated petitions covered a wider range of issues than the Omtatah Petition. Therefore, only a segment of issues in the consolidated petition were directly and substantially in issue in the consolidated petitions. Additionally, the parties in the Omtatah Petition were different from the parties in the consolidated petitions. 29. The consolidated petitions were wider in scope than the Omtatah Petition and could not be said to be an abuse of the process. There was no evidence that steps had been taken to prosecute the Omtatah Petition. The nature of the dispute that the consolidated petitions raised demanded an expedient determination and it was in public interest that they be resolved at the earliest opportunity. 30. The provisions of section 7 of the Civil Procedure Act on res judicata were based on the fundamental doctrine that there had to be an end to litigation. The doctrine of res judicata could be pleaded by way of estoppel so that where a judgment had been given, and it was a matter of record, an 'estoppel by record' arose. 31. The nature of the estoppel pleaded by the Attorney General was an issue estoppel to the effect that specific questions concerning the legality or constitutionality and the mandate of BBI Steering Committee had been resolved by the High Court in Third Way Alliance Kenya & another versus Head of Public Service & 2 others, Petition No. 451 of 2018, High Court at Nairobi (Third Way Alliance Case). The consolidated petitions asked questions that were not asked in the Third Way Alliance Case. For example, one question was on whether a popular initiative to amend the Constitution could be started by the President and the other was whether the BBI Steering Committee and any actions undertaken by it were constitutional. The judgment in the Third Way Alliance Case was incapable of answering such questions because the court in that instance was not asked to answer those questions. The court was therefore not estopped from discussing the constitutionality of the BBI Steering Committee and its mandate and thus, the issue was not res judicata. 32. Article 143(1) of the Constitution was to the effect that criminal proceedings were incapable of being instituted against the President or a person performing the functions of that office, during their tenure of office. On the other hand, article 143(2) provided that civil proceedings could not be instituted in any court against the President or the person performing the functions of that office during their tenure of office in respect of anything done or not done in exercise of their powers under the Constitution. The correct position was that the President could be sued in any civil proceedings and the only protection was against actions that were in respect of anything done or not done in exercise of his powers under the Constitution. In appropriate circumstances, for example where the President took actions in violation of the Constitution and also destructive to the nation, any person could invoke the jurisdiction of the court and sue the President whether in his personal or official capacity. 33. The BBI Taskforce which eventually morphed into the BBI Steering Committee was the President’s and not the peoples’ initiative. The Bill to amend the Constitution was as result of the proposals of the BBI Steering Committee. Therefore, what had been presented as a popular initiative to amend the Constitution was in reality the presidency’s initiative which was certainly contrary to article 257 of the Constitution. To the extent that the BBI Steering Committee was created to perpetuate what was clearly an unconstitutional purpose, it was an unlawful, and at any rate, an unconstitutional outfit. 34. Article 132(4)(a) of the Constitution provided that the President could only establish an office in the public service on the recommendation of the Public Service Commission. There was no evidence that the President complied with that provision when he created the BBI Steering Committee. 35. A reading of the Constitution showed that only Parliament could enact legislation. However, that did not mean that only Parliament could draft Bills. Therefore, anybody including the BBI Steering Committee, if lawfully established, as promoter of the Constitution of Kenya Amendment Bill, could draft Bills. Under article 257(2) of the Constitution it was clear that the promoter of a popular initiative to amend the Constitution was required to come up with a draft amendment Bill. The Bill would then be submitted to the IEBC which would then send it to the Speakers of County Assemblies and Parliament for approval or rejection. 36. Public participation was one of the principles of good governance; a constitutional right that had to be complied with at every stage of a constitutional amendment process. 37. The right to make political decisions went beyond voting or deciding on whether to append a signature on a constitution amendment Bill. The right to make political decisions included the availability of information to citizens in order to enable them to make informed decisions. 38. Kenyan voters were entitled, at a minimum, to copies of the Constitution of Kenya Amendment Bill to read and understand what the promoters were proposing to amend. At the very least, the copies ought to have been in the constitutionally required languages namely, English, Kiswahili and Braille. The copies also ought to have been made available in other communication formats and technologies accessible to persons with disabilities including Kenya Sign Language as required under article 7(3)(b) of the Constitution. 39. The only copy of the Constitution Amendment Bill that was availed was in English and it was not printed and distributed to the people, it was only available online. Even if they had been distributed, those who did not understand English and persons with disabilities would not have been able to understand the contents of Bill. Therefore, there was no effort at all on the part of the BBI Steering Committee to make copies of the Constitution Amendment Bill available to the public. 40. Since meaningful public participation and sensitization of people prior to collection of signatures in support of the Constitution Amendment Bill was not done, the exercise of collecting signatures in support of the Bill was constitutionally flawed. 41. Before transmitting the Bill to the County Assemblies for voting, the IEBC was obligated to ensure that the BBI Steering Committee had complied with constitutional requirements on public participation. 42. Under article 226(5) of the Constitution, if the holder of a public office, including a political office, directed or approved the use of public funds contrary to law or instructions, the person was liable for any loss arising from that use and had to make good the loss, whether the person remained the holder of the office or not. No evidence was tendered to show that the BBI Steering Committee spent public funds on its operations. 43. What the President did through the BBI Steering Committee was a clear attempt to stretch his authority under article 131(2)(c) of the Constitution to include power to initiate constitutional amendments. The President's role in promoting and enhancing national unity did not include initiating constitutional amendments through a popular initiative. 44. Article 35 of the Constitution guaranteed every citizen the right of access to information held by the State and information held by another person, which was required for the exercise or protection of a right or fundamental freedom. Access to information was a critical constitutional right for open and democratic conduct of governmental affairs. The State or State organ responsible was obliged to disclose information to citizens whenever sought. 45. The petitioner in Petition No. E416 of 2020 had a right to seek information from relevant authorities while complying with the procedure set out in the Access to Information Act. The petitioner had not demonstrated that he had sought that information. He only prayed for orders from the court for publication of details of the budget and money allocated and used in promoting the BBI activities. 46. In order to carry out the referendum process as contemplated under the Constitution, it was necessary that the legislation be enacted. The fact that the Constitution did not provide for the enactment of such legislation did not mean that the legislation was unnecessary. That legislation would deal with the manner in which county assemblies would process a constitution amendment Bill, including the number of readings for the Bill, the manner of conducting public participation, whether they could amend the Bill before approving it and whether such a Bill would be passed by a simple majority. It would also contain provisions on the correct procedure to be used by Parliament in approving the Bill. 47. The legislation on the processing of a constitution amendment Bill and the referendum necessary for its passage, would deal with questions such as how an amendment Bill that had proposals that included those that required a referendum under the Constitution and those that did not require a referendum would be handled. Such legislation, if enacted would also answer questions as to whether specific aspects of the Bill required separate approval or rejection as opposed to having the entire list of proposals in the amendment Bill approved or rejected. 48. Part V of the Elections Act dealt with referenda. It did not adequately cover the process contemplated under the Constitution for a referendum. For example, it did not address public participation requirements and it did not provide for how a constitution amendment Bill would be handled by county assemblies where the Constitution mandated consideration of such a bill by county assemblies. The lacuna in law was incapable of being addressed by Part V of the Elections Act. 49. The absence of legislation to operationalize a constitutional provision would not render the provision inoperative or unenforceable. In the absence of enabling legislation for the conduct of a referendum, a referendum could be undertaken as long as constitutional expectations, values, principles and objects were met. 50. The terms “consideration” and “approve” as used in article 257(5) and 257(7) of the Constitution did not give room to the legislative organs, whether at the national level or county level, to alter and or “improve” the contents of a constitution of Kenya amendment Bill. Such alteration could mean the constitution amendment Bill in the context of a popular initiative would be hijacked and even turned into what it could have been if it had been promoted as a parliamentary initiative. 51. Depending on the proposed constitutional amendments, a multi-option referendum could be necessary. What the Constitution contemplated under articles 255 to 257, was that each proposed constitutional amendment had to be considered on its own merit and not within the rubric of other amendments. Some proposed amendments could be agreeable to voters while the same voters could find that they did not agree with other proposed amendments. 52. A careful reading of article 255(1) of the Constitution showed that each proposed constitutional amendment clause ought to be presented as a separate question. That would avoid confusion and allow voters to decide on each presented amendment question on its own merit. 53. Section 49 of the Elections Act supported the preposition that omnibus amendments ought to be presented as separate referendum questions. What should be subjected to a referendum was those questions and not the entire Constitution Amendment Bill. 54. The fact that an entity was required to consider public views did not necessarily mean that those views had to be incorporated into the final decision. While the Kenya National Union of Nurses made proposals for the setting up of the Health Service Commission as a constitutional commission, it was not the case that the BBI Steering Committee made representations that their proposals would be incorporated in their report. 55. A legitimate expectation arose where a clear and unambiguous promise had been given by a public authority. That authority had to have had the competence to make the promise and it would have to be lawful for it to make a promise. There could be no legitimate expectation against provisions of the law or the Constitution. 56. Had there been a representation made by the BBI Steering Committee that the views of the Kenya National Union of Nurses would be incorporated in the Constitution of Kenya Amendment Bill, the union would have been justified in contending that it ought to have been afforded an opportunity of being heard. The union's claims that there was unreasonableness and unfair administrative action had to be disallowed. 57. A constituency in Kenya was a unit of representation that was at the heart of Kenya's electoral process. It went to the root of the enjoyment of the democratic right to representation. It was seen as a unit for taking development to the people. 58. The constitutionality of the Constitution Amendment Bill in terms of the proposal to create 70 new constituencies was challenged. The court would not exercise judicial restraint or apply the doctrine of constitutional avoidance but would instead proceed to consider the merits of that question. Threatened violations of the Constitution could found the basis of a constitutional petition. A litigant did not have to wait for an actual violation to occur before approaching the court. 59. The doctrine of separation of powers did not bar the court from exercising jurisdiction under article 165(3)(d)(ii) of the Constitution. The court could determine whether the state, in pursuing certain policy decisions or undertaking certain actions, had failed to fulfil constitutional dictates. 60. The argument by the Attorney General that the petitioners had alternative avenues of redress, such as persuading Parliament and the Kenyan people to reject the Constitution Amendment Bill, was a misapprehension of the doctrine of exhaustion. A party was only debarred from approaching the court where a statute or policy had created a mechanism for determining a dispute related to the subject matter in question. The political route of persuading Parliament, county assemblies and the Kenyan people, was not a dispute settlement mechanism within the meaning of the doctrine of exhaustion. 61. The history and text of the Constitution showed that Kenyans were not particular about the number of constituencies. They were more concerned with the process, procedure, timelines, criteria and review process of the delimitation of electoral units. Article 89(1) of the Constitution – which provided for the exact number of constituencies – was not an eternity clause and it was capable of amendment while following the procedure set under articles 255 to 257 of the Constitution. 62. The provisions of the Constitution of Kenya Amendment Bill which directly allocated and apportioned the 70 additional constituencies without a delimitation exercise as set out in article 89 of the Constitution, were unlawful and unconstitutional for the following reasons: - - they impermissibly directed the IEBC on the execution of its constitutional functions;
- they purported to set criteria for the delimitation and distribution of constituencies which was at variance with that created under article 89(5) of the Constitution;
- they ignored public participation as a key consideration in delimiting and distributing constituencies;
- they imposed timelines for the delimitation exercise which were at variance with those in the Constitution;
- they took away the rights of those aggrieved by a delimitation exercise to seek judicial review;
- by having an additional 70 constituencies provided for under the Second Schedule while using a pre-set criteria, which did not accord with standards set in articles 89(4), 89(5), 89(6), 89(7), 89(10) and 89(12) of the Constitution, they had the effect of amending or suspending the intended impacts of article 89 of the Constitution, which was part of the basic structure of the Constitution which was unamendable.
63. Section 5(1) of the Independent Electoral and Boundaries Commission Act provided that the IEBC had to consist of the chairperson and six other commissioners. Further, paragraph 5 of the Second Schedule to the Independent Electoral and Boundaries Commission Act provided for a quorum of at least five members for the conduct of business at a meeting of the IEBC. The existing composition of the IEBC was the chairperson and two commissioners. 64. The issue of quorum in the IEBC was decided in the case of Isaiah Biwott Kangwony v Independent Electoral & Boundaries Commission & another [2018] eKLR (Isaiah Biwott Kangwony case). The court in that case held that lack of quorum limited the IEBC'S operations when dealing with policy issues but that the IEBC could conduct by-elections as that did not require quorum to make decisions. 65. The issue before the court was whether the IEBC was properly constituted for purposes of verifying signatures and did not have a quorum to conduct a referendum. It was different from the issues in the Isaiah Biwott Kangwony case. 66. The Independent Electoral and Boundaries Commission Act was clear in providing that a quorum of five commissioners was required in order for the IEBC to conduct business. Therefore, the court respectfully departed from the holding in the Isaiah Biwott Kangwony case as the statute did not distinguish between the need for quorum in policy decisions as compared to other business. 67. Verification of signatures and determining whether a constitution amendment Bill met constitutional requirements set out under article 257(4) of the Constitution was a policy issue that required determination by the IEBC as a commission. Such a serious constitutional question could not be determined by a committee of the IEBC. The IEBC needed quorum in order to make such a determination. 68. The IEBC did not have the quorum of five members when it conducted verification of signatures and determined that the BBI Secretariat had met the constitutional threshold under article 257(4) of the Constitution to move the constitutional amendment process to the next stage. Therefore, all the decisions made by the IEBC in relation to the proposed constitutional amendments were invalid, null and void for lack of quorum. 69. The mandate of the IEBC under article 257(4) of the Constitution was a two-step process. First, it was to ascertain the numbers of registered voters in support of a popular initiative to amend the Constitution, and secondly, it was to verify the authenticity of the signatures of registered voters claimed to be in support of the popular initiative. 70. The existing regulatory framework was not sufficient for the verification of signatures by the IEBC under article 257(4) of the Constitution. To fill the gap, the IEBC developed Administrative Procedures approved on April 15, 2019. The Administrative Procedures were within the definition of statutory instruments provided under section 2 of the Statutory Instruments Act but they were not gazetted as required by section 22 of the Statutory Instruments Act. Therefore, the Administrative Procedures were invalid for lack of public participation as well as failure to comply with the provisions of the Statutory Instruments Act. They were also invalid for two other reasons: - - the Administrative Procedures were developed and revised without the IEBC having the quorum necessary to conduct its business; and
- the Administrative Procedures did not have provisions or procedures for the authentication of signatures which was a necessary step in the verification process required under article 257(4) of the Constitution.
71. In carrying out the verification process, the IEBC did not comply with the Administrative Procedures. The IEBC published a list of persons who had appended their signatures in support of the Constitution Amendment Bill online and gave the public five days to raise any issues they had with the list. The period allowed for that process would be two weeks if the IEBC had complied with the Administrative Procedures. 72. Holding a referendum without voter registration, updating the voters register, and carrying out voter education, would particularly disenfranchise citizens who had attained voting age but had not been given an opportunity to register as voters, thus violating their constitutional right to vote and make political choices. Holding a referendum without first conducting voter registration would violate the very essence of the right of a class of citizens who had not been given the opportunity to register and vote in deciding on their destiny. 73. Article 43(1)(a) of the Constitution guaranteed every person the right to the highest attainable standard of health, which included the right to health care services and reproductive health. The right to health was different from the right to be healthy. The right to health meant the right to enjoy a variety of goods, services and conditions that was necessary to one's wellbeing. It was usually based on Government programmes and goals that were realized on a long-term basis, usually dependent on availability of resources. 74. The petitioner in Petition No E416 of 2020 did not provide evidence to support his contention that the conduct of a referendum would provide an environment for the spread of coronavirus. 75. The issue as to whether Parliament could consider the constitutional amendment Bill given that it was to be dissolved by the President was raised in Petition E416 of 2020. The basis for the dissolution of Parliament was the advice rendered by the Chief Justice on September 21, 2020, under article 261(7) of the Constitution. The issue was however pending before another bench of the High Court. It was being canvassed in the case of Milimani High Court Petition No. 302 of 2020 Third way Alliance v Speaker of the National Assembly & another (consolidated with JR No. 1108 of 2020 and Petition Nos. E291 of 2020 and 300 of 2020.) The petitioner could, therefore, apply to join that matter. |